Important Notice
From 12 December 2007, the ‘Know Your Client’
(KYC) requirements of the Anti-Money Laundering and Counter
Terrorism Financing Act (AML/CTF
Act) require designated service providers (which includes
financial advisers and product providers) to collect and verify
clients’ identification (ID) information.
The purpose of the AML/CTF Act
is to monitor financial transactions and to capture client
information in a way that will help detect and prevent money
laundering and terrorism financing.
At this stage there is no consistent policy in
place for the fund management industry. Some fund managers may
not accept any new business without the investor's identity
being verified, whilst others are using a transition period to
implement the new regulations. As a result additional
identification documents may need to be provided with investment
applications. Investors should check the instructions for
completing application forms and any identity document
requirements provided in the product disclosure statement.
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The AML/CTF form for individuals can be downloaded
by
here. For other AML/CTF forms please
email us with your request. |
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4 Easy Steps
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1.
Decide what investment you are interested in and then download
the relevant information (PDS, research,
product rulings, etc.) |
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2. Print the application form contained in the Product Disclosure Statement (PDS), complete relevant sections and sign. |
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3. Post to the Fund Manager with your cheque/finance
details for the amount invested. (We recommend you keep a copy
of the application for your records). |
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4. To ensure that you receive your commission
rebate and avoid any complications with your application,
please complete your investment lodgement
details online ASAP and submit to us. |
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Fund Manager Process Time
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You will receive
notification from the company that your investment application
has been received. |
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You will receive
your commission rebate as additional units in the case of
managed funds or as a cash rebate for Agribusiness Tax Effective
Investments. Cash rebates will be passed on to you as soon as we receive the brokerage from the
Fund Manager. |
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Information on
the rebate system can be found
at
Commission Rebates. |
